IEEE 2030.5-2013

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IEEE Adoption of Smart Energy Profile 2.0 Application Protocol Standard (Superseded)

Published By	Publication Date	Number of Pages
IEEE	2013

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Description

New IEEE Standard – Superseded. The ‘APPLICATION’ layer with TCP/IP providing functions in the ‘TRANSPORT’ and ‘INTERNET’ layers is defined in this standard. Depending on the physical layer in use (e.g., IEEE 802.15.4(TM), IEEE 802.11(TM), IEEE 1901(TM)), a variety of lower layer protocols may be involved in providing a complete solution. Generally, lower layer protocols are not discussed in this standard except where there is a direct interaction with the application protocol. This standard defines the mechanisms for exchanging application messages, the exact messages exchanged including error messages, and the security features used to protect the application messages. With respect to the OSI network model, this standard is built using the four-layer Internet stack model. The defined application protocol is an IEC 61968 common information model [61968] profile, mapping directly where possible, and using subsets and extensions where needed, and follows an IETF RESTful architecture [REST]. (NOTE: additional files for this standard is available at http://standards.ieee.org/downloads/2030.5/)

PDF Catalog

PDF Pages	PDF Title
1	IEEE Std 2030.5-2013 Front Cover
3	Title page
6	Important Notices and Disclaimers Concerning IEEE Standards Documents
9	Participants
11	Important Notice
12	Smart Energy Profile 2 Application Protocol Standard
26	1 Introduction 1.1 Purpose 1.2 Scope 1.3 Context Overview 1.4 Document Organization
27	1.5 Requirement Language 1.6 Typography Conventions Used 1.7 Design Principles
28	2 Acknowledgements
29	3 Document Revision History
30	4 References 4.1 Smart Energy 2.0 Documents 4.2 IEC Documents 4.3 IETF Documents
31	4.4 Other References
33	5 Definitions, Acronyms and Abbreviations 5.1 Acronyms and Abbreviations
34	5.2 Definitions
37	6 Design Pattern 6.1 Protocol Flexibility 6.2 General Rules / Best Practices
38	6.3 WADL 6.4 Schema 6.5 Uniform Resource Identifiers
39	6.6 List Resources 6.6.1 Query String Parameters
42	6.7 Resource Design Rules
44	7 Application Support 7.1 Overview 7.2 Use of TCP 7.3 URI Encoding 7.4 HTTP Headers
45	7.4.1 HTTP Header Field Recommended Usage
47	7.5 HTTP Response Codes 7.5.1 Common Responses 7.5.1.1 1xx (Informational) 7.5.1.2 200 (“OK”) 7.5.1.3 201 (“Created”)
48	7.5.1.4 204 (“No Content”) 7.5.1.5 206 (“Partial Content”) 7.5.1.6 301 (“Moved Permanently”) 7.5.1.7 302 (“Redirect”) 7.5.1.8 400 (“Bad Request”) 7.5.1.9 401 (“Unauthorized”) 7.5.1.10 404 (“Not Found”)
49	7.5.1.11 405 (“Method Not Allowed”) 7.5.1.12 406 (“Not Acceptable”) 7.5.1.13 413 (“Request Entity Too Large”) 7.5.1.14 416 (“Requested Range Not Satisfiable”) 7.5.1.15 417 (“Expectation Failed”) 7.5.1.16 500 (“Internal Server Error”) 7.5.1.17 501 (“Not Implemented”) 7.5.1.18 503 (“Service Unavailable”) 7.5.2 Minimal Understanding
50	7.6 Application Payload Syntax 7.6.1 XML Encoding 7.6.2 EXI Encoding 7.7 Content Negotiation 7.7.1 Schema Version Negotiation
52	8 Security 8.1 Introduction 8.2 Security Attributes 8.2.1 Local Registration Attributes
53	8.2.2 Access Control List (ACL) Attributes
54	8.2.2.1 aclDefaultAccess 8.2.2.2 aclSpecificIDList 8.2.2.3 Access Authorization 8.2.2.3.1 Method Attribute
55	8.2.2.3.2 AuthType Attribute 8.2.2.3.3 DeviceType Attribute 8.2.2.4 Authorization Logic
56	8.2.2.5 ACL Examples 8.2.2.5.1 EndDeviceList 8.2.2.5.2 EndDevice
57	8.3 Device Credentials
58	8.3.1 Certificate Fingerprint 8.3.2 Short-form Device Identifier (SFDI) 8.3.3 Long-form Device Identifier (LFDI) 8.3.4 6-digit PIN code
59	8.3.5 Registration Code 8.4 Resource Access Authentication and Authorization context
60	8.5 Resource Access Authentication
61	8.6 Resource Access Authorization 8.7 Cipher Suites 8.8 Default Security Policy
63	8.9 Registration
64	8.9.1 EndDeviceList
65	8.10 Security LogEvents 8.11 Certificate Management 8.11.1 Introduction
67	8.11.2 Certificate Usage – Authentication vs. Authorization
68	8.11.3 Manufacturing PKI
69	8.11.3.1 Manufacturing Certificate Lifecycle 8.11.3.2 Device Certificate Lifetime 8.11.3.3 Device Certificate Validity 8.11.4 General Certificate Format 8.11.4.1 RFC 5280 Compliance 8.11.4.2 IEEE 802.1AR Compliance
70	8.11.5 General Restrictions and Conditions 8.11.6 Extensions
71	8.11.7 Additional ASN1 Definitions 8.11.7.1 SEP 2 Device Type Assignments 8.11.7.2 SEP 2 Policy Assignments
72	8.11.7.3 HardwareModuleName 8.11.8 Certificate Profiles 8.11.8.1 Root Certificate
73	8.11.8.2 Manufacturing Hierarchy Certificates 8.11.8.2.1 MCA Certificate 8.11.8.2.2 MICA Certificate
74	8.11.8.2.3 Device Certificate 8.11.8.2.4 Device Test Certificate 8.11.8.3 Other Certificates 8.11.8.3.1 Additional Certificates for SEP 2 Native Devices 8.11.8.3.1.1 General Considerations
75	8.11.8.3.1.2 Certificate Structure and Certificate Chain Considerations 8.11.8.3.1.3 Use Case 8.11.8.3.2 Self-Signed Client Certificate
76	8.11.8.3.3 Generic Client Certificates for non-SEP 2 Entities 8.11.8.3.4 Generic Server Certificates for non-SEP 2 Entities 8.11.9 Device Requirements 8.11.9.1 Private-key Protection 8.11.9.2 Trusted Key Store Protection 8.11.9.3 Certificate Usage
77	8.11.9.4 Trusted Certificate Store 8.11.10 Certificate Verification 8.11.10.1 Additional Considerations for Serving SEP 2 to Non-native Entities 8.11.11 Certificate Related Labeling Requirements
78	9 Discovery 9.1 Service Instance
79	9.2 Service Name 9.3 TXT Record
80	9.4 Subtype Queries
82	9.5 Discovery Procedure
83	10 Support Resources 10.1 Resource Section Outlines 10.1.1 Overview 10.1.2 List Ordering 10.1.3 Application Guidelines / Behavior
84	10.1.4 LogEvents 10.2 Device Capabilities Function Set 10.2.1 Overview 10.2.2 List Ordering 10.2.3 Application Guidelines / Behavior 10.2.4 LogEvents 10.3 Self Device Resource 10.3.1 Overview 10.3.2 List Ordering 10.3.3 Application Guidelines / Behavior
85	10.3.4 LogEvents 10.4 End Device Resource 10.4.1 Overview 10.4.2 List Ordering 10.4.3 Application Guidelines / Behavior
86	10.4.4 LogEvents 10.5 Function Set Assignments 10.5.1 Overview
87	10.5.2 List Ordering 10.5.3 Application Guidelines / Behavior 10.5.4 LogEvents 10.6 Subscription / Notification Mechanism 10.6.1 Overview
88	10.6.2 List Ordering 10.6.3 Application Guidelines / Behavior 10.6.3.1 Subscription Resource 10.6.3.2 Notification Resource 10.6.3.3 Conditional Subscription / Report by Exception
89	10.6.3.4 Subscription Rules
90	10.6.4 LogEvents 10.7 Response 10.7.1 Overview 10.7.2 List Ordering 10.7.3 Application Guidelines / Behavior
93	10.7.3.1 Response Storage
94	10.7.4 LogEvents
95	11 Common Resources 11.1 Time Function Set 11.1.1 Overview 11.1.2 List Ordering 11.1.3 Application Guidelines / Behavior
96	11.1.4 LogEvents 11.2 DeviceInformation Function Set 11.2.1 Overview 11.2.2 List Ordering 11.2.3 Application Guidelines / Behavior 11.2.4 LogEvents
97	11.3 Power Status 11.3.1 Overview 11.3.2 List Ordering 11.3.3 Application Guidelines / Behavior 11.3.4 LogEvents 11.4 Network Status 11.4.1 Overview 11.4.2 List Ordering
98	11.4.3 Application Guidelines / Behavior 11.4.4 LogEvents 11.5 LogEvent List 11.5.1 Overview 11.5.2 List Ordering
99	11.5.3 Application Guidelines / Behavior 11.5.3.1 LogEvents 11.6 Configuration Resource 11.6.1 Overview 11.6.2 List Ordering 11.6.3 Application Guidelines / Behavior
100	11.6.4 LogEvents 11.7 File Download Function Set 11.7.1 File List Resource 11.7.1.1 Overview 11.7.1.2 List Ordering 11.7.1.3 Application Guidelines / Behavior
102	11.7.1.3.1 File Formats 11.7.1.3.2 File Signatures 11.7.1.3.3 Loading Files Containing Security Credentials 11.7.1.3.4 File Query Parameters
103	11.7.1.4 LogEvents 11.7.2 File Status Resource 11.7.2.1 Overview
104	11.7.2.2 List Ordering 11.7.2.3 Application Guidelines / Behavior 11.7.2.4 LogEvents
105	12 Smart Energy Resources 12.1 Common Functionality 12.1.1 Overview 12.1.2 Active List Elements 12.1.3 Event Rules and Guidelines 12.1.3.1 Definitions
106	12.1.3.2 Rules and Guidelines
108	12.1.4 Randomization 12.1.4.1 Overview 12.1.4.2 Randomization Attributes
109	12.1.4.2.1 randomizeStart 12.1.4.2.2 randomizeDuration 12.1.4.3 Application Guidelines / Behavior
110	12.1.5 Multi-Server 12.1.5.1 Overview 12.1.5.2 Registration 12.1.5.3 Time 12.1.5.4 Messaging Function Set 12.1.5.5 Pricing Function Set 12.1.5.6 DRLC and DER Control Function
111	12.2 Demand Response and Load Control 12.2.1 Overview 12.2.2 List Ordering
112	12.2.3 Application Guidelines / Behavior 12.2.3.1 DemandResponseProgram 12.2.3.2 EndDeviceControl 12.2.3.3 Rules and Guidelines 12.2.3.3.1 availabilityUpdateChangePercentThreshold/ availabilityUpdateChangePowerThreshold
113	12.2.3.3.2 drProgramMandatory 12.2.3.3.3 overrideDuration 12.2.3.3.4 DateTimeInterval 12.2.3.3.5 SetPoint 12.2.3.4 Response 12.2.3.5 LoadShedAvailability
114	12.2.4 LogEvents 12.3 Metering Function Set 12.3.1 Overview 12.3.2 List Ordering 12.3.3 Application Guidelines / Behavior
118	12.3.4 LogEvents
120	12.4 Pricing Function Set 12.4.1 Overview 12.4.2 List Ordering 12.4.3 Application Guidelines / Behavior 12.4.3.1 TariffProfile
121	12.4.3.2 Rate Component 12.4.3.3 TimeTariffInterval
122	12.4.3.4 Interval 12.4.3.5 ConsumptionTariffInterval 12.4.3.6 Sleepy Devices / Polling Clients
123	12.4.3.7 Deployments with Multiple Pricing Servers 12.4.3.8 Relative Pricing between Tiers and Blocks 12.4.3.9 Price Responsiveness
124	12.4.4 LogEvents 12.5 Messaging Function Set 12.5.1 Overview 12.5.2 List Ordering
125	12.5.3 Application Guidelines / Behavior 12.5.3.1 Messaging Program 12.5.3.2 Text Message 12.5.4 LogEvents 12.6 Billing Function Set 12.6.1 Overview
126	12.6.2 List Ordering 12.6.3 Application Guidelines / Behavior 12.6.3.1 CustomerAccount and Customer Agreement Resources 12.6.3.2 BillingPeriod Resource 12.6.3.3 TargetReading Resource
127	12.6.3.4 ProjectedReading Resource 12.6.3.5 HistoricalReading Resource
128	12.6.3.6 Deployments with Multiple Billing Servers 12.6.4 LogEvents 12.7 Prepayment Function Set 12.7.1 Overview 12.7.2 List Ordering 12.7.3 Application Guidelines / Behavior 12.7.3.1 General
129	12.7.3.2 Prepayment Server / Usage Point Server Communication 12.7.3.3 Mirroring Behavior
130	12.7.4 LogEvents 12.8 Energy Flow Reservation Function Set 12.8.1 Overview 12.8.2 List Ordering 12.8.3 Application Guidelines / Behavior 12.8.3.1 FlowReservationRequest
131	12.8.3.2 FlowReservationResponse 12.8.4 LogEvents 12.9 Distributed Energy Resources Function Set 12.9.1 Overview
132	12.9.2 Terminology and Conventions
133	12.9.3 List Ordering 12.9.4 Application Guidelines / Behavior 12.9.4.1 DERProgram
134	12.9.4.2 DERControl 12.9.4.3 DERCurve
136	12.9.4.4 DER Info Resources 12.9.4.4.1 DERCapability 12.9.4.4.2 DERSettings 12.9.4.4.3 DERStatus 12.9.4.4.4 DER Availability 12.9.5 DER Client Device Requirements
138	12.9.6 LogEvents 12.10 Metering Mirror 12.10.1 Overview 12.10.2 List Ordering 12.10.3 Application Guidelines / Behavior
140	12.10.4 LogEvents
141	13 Manufacturer – Specific Proprietary Extensions 13.1 Overview 13.2 xmDNS/DNS-SD 13.3 URIs 13.4 Resources
142	13.5 DeviceCapabilities Resource
143	14 Appendix A – Web-Application Description Language (INFORMATIVE) 14.1 Support Resources Section 14.1.1 Device Capability Function Set 14.1.1.1 DeviceCapability Resource 14.1.2 Self Device Resource Function Set 14.1.2.1 SelfDevice Resource 14.1.3 End Device Resource Function Set 14.1.3.1 EndDeviceList Resource 14.1.3.2 EndDevice Resource 14.1.3.3 Registration Resource
144	14.1.3.4 DeviceStatus Resource 14.1.4 Function Set Assignments Function Set 14.1.4.1 FunctionSetAssignmentsList Resource 14.1.4.2 FunctionSetAssignments Resource 14.1.5 Subscription/Notification Mechanism Function Set 14.1.5.1 SubscriptionList Resource 14.1.5.2 Subscription Resource 14.1.5.3 NotificationList Resource
145	14.1.5.4 Notification Resource 14.1.6 Response Function Set 14.1.6.1 ResponseSetList Resource 14.1.6.2 ResponseSet Resource 14.1.6.3 ResponseList Resource 14.1.6.4 Response Resource 14.1.6.5 PriceResponse Resource
146	14.1.6.6 TextResponse Resource 14.1.6.7 DrResponse Resource 14.2 Common Resources Section 14.2.1 Time Function Set 14.2.1.1 Time Resource 14.2.2 Device Information Function Set 14.2.2.1 DeviceInformation Resource 14.2.2.2 SupportedLocaleList Resource 14.2.2.3 SupportedLocale Resource
147	14.2.3 Power Status Function Set 14.2.3.1 PowerStatus Resource 14.2.4 Network Status Function Set 14.2.4.1 IPInterfaceList Resource 14.2.4.2 IPInterface Resource 14.2.4.3 IPAddrList Resource 14.2.4.4 IPAddr Resource 14.2.4.5 RPLInstanceList Resource
148	14.2.4.6 RPLInstance Resource 14.2.4.7 RPLSourceRoutesList Resource 14.2.4.8 RPLSourceRoutes Resource 14.2.4.9 LLInterfaceList Resource 14.2.4.10 LLInterface Resource 14.2.4.11 NeighborList Resource 14.2.4.12 Neighbor Resource
149	14.2.5 Log/Event Log Function Set 14.2.5.1 LogEventList Resource 14.2.5.2 LogEvent Resource 14.3 Smart Energy Resources Section 14.3.1 Configuration Resource Function Set 14.3.1.1 Configuration Resource 14.3.1.2 PriceResponseCfgList Resource 14.3.1.3 PriceResponseCfg Resource
150	14.3.2 Software Download Function Set 14.3.2.1 FileList Resource 14.3.2.2 File Resource 14.3.2.3 FileStatus Resource 14.3.3 Demand Response and Load Control Function Set 14.3.3.1 DemandResponseProgramList Resource 14.3.3.2 DemandResponseProgram Resource 14.3.3.3 ActiveEndDeviceControlList Resource
151	14.3.3.4 EndDeviceControlList Resource 14.3.3.5 EndDeviceControl Resource 14.3.3.6 LoadShedAvailability Resource 14.3.4 Metering Function Set 14.3.4.1 UsagePointList Resource 14.3.4.2 UsagePoint Resource 14.3.4.3 MeterReadingList Resource
152	14.3.4.4 MeterReading Resource 14.3.4.5 ReadingType Resource 14.3.4.6 ReadingSetList Resource 14.3.4.7 ReadingSet Resource 14.3.4.8 ReadingList Resource 14.3.4.9 Reading Resource
153	14.3.4.10 MirrorUsagePointList Resource 14.3.4.11 MirrorUsagePoint Resource 14.3.5 Pricing Function Set 14.3.5.1 TariffProfileList Resource 14.3.5.2 TariffProfile Resource 14.3.5.3 RateComponentList Resource 14.3.5.4 RateComponent Resource
154	14.3.5.5 ActiveTimeTariffIntervalList Resource 14.3.5.6 TimeTariffIntervalList Resource 14.3.5.7 TimeTariffInterval Resource 14.3.5.8 ConsumptionTariffIntervalList Resource 14.3.5.9 ConsumptionTariffInterval Resource 14.3.6 Messaging Function Set 14.3.6.1 MessagingProgramList Resource
155	14.3.6.2 MessagingProgram Resource 14.3.6.3 ActiveTextMessageList Resource 14.3.6.4 TextMessageList Resource 14.3.6.5 TextMessage Resource 14.3.7 Billing Function Set 14.3.7.1 CustomerAccountList Resource 14.3.7.2 CustomerAccount Resource
156	14.3.7.3 CustomerAgreementList Resource 14.3.7.4 CustomerAgreement Resource 14.3.7.5 ActiveBillingPeriodList Resource 14.3.7.6 BillingPeriodList Resource 14.3.7.7 BillingPeriod Resource 14.3.7.8 ProjectionReadingList Resource 14.3.7.9 ProjectionReading Resource
157	14.3.7.10 BillingReadingSetList Resource 14.3.7.11 BillingReadingSet Resource 14.3.7.12 BillingReadingList Resource 14.3.7.13 BillingReading Resource 14.3.7.14 TargetReadingList Resource 14.3.7.15 TargetReading Resource
158	14.3.7.16 HistoricalReadingList Resource 14.3.7.17 HistoricalReading Resource 14.3.7.18 ServiceSupplier Resource 14.3.8 Prepayment Function Set 14.3.8.1 PrepaymentList Resource 14.3.8.2 Prepayment Resource 14.3.8.3 AccountBalance Resource
159	14.3.8.4 PrepayOperationStatus Resource 14.3.8.5 ActiveSupplyInterruptionOverrideList Resource 14.3.8.6 SupplyInterruptionOverrideList Resource 14.3.8.7 SupplyInterruptionOverride Resource 14.3.8.8 CreditRegisterList Resource 14.3.8.9 CreditRegister Resource
160	14.3.9 Flow Reservation Function Set 14.3.9.1 FlowReservationRequestList Resource 14.3.9.2 FlowReservationRequest Resource 14.3.9.3 FlowReservationResponseList Resource 14.3.9.4 FlowReservationResponse Resource 14.3.10 Distributed Energy Resources Function Set 14.3.10.1 DERList Resource 14.3.10.2 DER Resource
161	14.3.10.3 AssociatedUsagePoint Resource 14.3.10.4 AssociatedDERProgramList Resource 14.3.10.5 CurrentDERProgram Resource 14.3.10.6 DERSettings Resource 14.3.10.7 DERStatus Resource 14.3.10.8 DERAvailability Resource
162	14.3.10.9 DERCapability Resource 14.3.10.10 DERProgramList Resource 14.3.10.11 DERProgram Resource 14.3.10.12 ActiveDERControlList Resource 14.3.10.13 DERControlList Resource 14.3.10.14 DERControl Resource
163	14.3.10.15 DefaultDERControl Resource 14.3.10.16 DERCurveList Resource 14.3.10.17 DERCurve Resource
164	15 Appendix B – SEP 2 Model (INFORMATIVE) 15.1 SEP 2 Package 15.1.1 DeviceCapability Package
165	15.1.2 Common Package 15.1.2.1 Identification Package
168	15.1.2.2 Objects Package
171	15.1.2.3 Types Package
182	15.1.2.4 Primitive Types Package
184	15.1.3 EndDevice Package
187	15.1.4 FunctionSetAssignments Package
188	15.1.5 Pub-Sub Package
190	15.1.6 Response Package
192	15.1.7 Time Package
193	15.1.8 DeviceInformation Package
196	15.1.9 PowerStatus Package
198	15.1.10 NetworkStatus Package
203	15.1.11 LogEvents Package
205	15.1.12 Configuration Package
207	15.1.13 SoftwareDownload Package
210	15.1.14 DRLC Package
214	15.1.15 Metering Package
218	15.1.15.1 Metering Mirror Package
221	15.1.16 Pricing Package
225	15.1.17 Messaging Package
227	15.1.18 Billing Package
232	15.1.19 Prepayment Package
237	15.1.20 FlowReservation Package
239	15.1.21 DER Package
255	15.1.22 Links Package
261	16 Appendix C – Examples and Guidelines [INFORMATIVE] 16.1 Registration: Remote
264	16.2 Registration: Local
267	16.3 Discovery: Function Set Assignment
269	16.4 Discovery: Without Function Set Assignment
271	16.5 Discovery: Undirected Without Function Set Assignment
272	16.6 Subscription / Notification
275	16.7 Demand Response: General
279	16.8 Demand Response: Cancel
281	16.9 Distributed Energy Resource: General
285	16.10 Metering: Reading
290	16.11 Metering: Interval
296	16.12 Metering: Instantaneous
299	16.13 Metering: Mirroring
312	16.14 Pricing: Time of Use
318	16.15 Billing: Billing Period
321	16.16 Billing: Historical
324	16.17 Billing: Projection
326	16.18 File Loading
329	16.19 Flow Reservation: General
333	16.20 Flow Reservation: Cancel
337	16.21 Event Randomization 16.21.1 Simple Event
338	16.21.2 Event with Positive Randomized Duration 16.21.3 Event with Positive Randomized Start
339	16.21.4 Event with Negative Randomized Start
340	16.21.5 Event with Positive Randomization and Finishing in one Hour 16.21.6 Event with Negative Randomized Start and at Least One Hour Duration
341	16.21.7 Event with Randomized Start and Long Ramp Up
342	16.21.8 Event with Positive Randomized Start and Fixed End Time
343	17 Appendix D – Guidelines [INFORMATIVE] 17.1 Pricing Implementation Guidelines 17.1.1 Implementing Common Tariff Designs 17.1.2 Flat Rate Design
344	17.1.3 Time-of-Use Rate Design
345	17.1.4 Consumption-based Block Rate Design 17.1.5 Combined Time-of-Use and Consumption-based Block Rate Design
347	17.1.6 Coordinated and Uncoordinated Pricing and Metering Servers
348	17.2 PEV Implementation Guidelines (subject to work with SAE and ISO / IEC)