{"id":346465,"date":"2024-10-20T00:21:16","date_gmt":"2024-10-20T00:21:16","guid":{"rendered":"https:\/\/pdfstandards.shop\/product\/uncategorized\/bs-iso-109622015\/"},"modified":"2024-10-25T23:48:32","modified_gmt":"2024-10-25T23:48:32","slug":"bs-iso-109622015","status":"publish","type":"product","link":"https:\/\/pdfstandards.shop\/product\/publishers\/bsi\/bs-iso-109622015\/","title":{"rendered":"BS ISO 10962:2015"},"content":{"rendered":"
PDF Pages<\/th>\n | PDF Title<\/th>\n<\/tr>\n | ||||||
---|---|---|---|---|---|---|---|
8<\/td>\n | Foreword <\/td>\n<\/tr>\n | ||||||
9<\/td>\n | Introduction <\/td>\n<\/tr>\n | ||||||
11<\/td>\n | 1\tScope 2\tNormative references 3\tConventions and principles <\/td>\n<\/tr>\n | ||||||
12<\/td>\n | 4\tCFI allocation 4.1\tGeneral 4.2\tExisting CFIs and existing securities without a CFI <\/td>\n<\/tr>\n | ||||||
13<\/td>\n | 5\tCodes and definitions 5.1\tCategories 5.2\tEquities – E-*-*-*-*-*- 5.2.1\tDescription <\/td>\n<\/tr>\n | ||||||
14<\/td>\n | 5.2.2\tCommon\/ordinary shares – E-S-*-*-*-*- 5.2.3\tPreferred\/preference shares – E-P-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
15<\/td>\n | 5.2.4\tCommon\/ordinary convertible shares – E-C-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
16<\/td>\n | 5.2.5\tPreferred\/preference convertible shares – E-F-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
17<\/td>\n | 5.2.6\tLimited partnership units – E-L-*-*-*-*- 5.2.7\tDepositary receipts on equities – E-D-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
18<\/td>\n | 5.2.8\tStructured instruments (participation) – E-Y-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
20<\/td>\n | 5.2.9\tOthers (miscellaneous) – E-M-X-X-X-*- 5.3\tCollective investment vehicles – C-*-*-*-*-*- 5.3.1\tDescription 5.3.2\tStandard (vanilla) investment funds\/mutual funds – C-I-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
21<\/td>\n | 5.3.3\tHedge funds – C-H-*-X-X-X- <\/td>\n<\/tr>\n | ||||||
22<\/td>\n | 5.3.4\tReal estate investment trusts (REIT) – C-B-*-*-X-*- <\/td>\n<\/tr>\n | ||||||
23<\/td>\n | 5.3.5\tExchange traded funds (ETF) – C-E-*-*-*-*- 5.3.6\tPension funds – C-S-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
24<\/td>\n | 5.3.7\tFunds of funds – C-F-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
25<\/td>\n | 5.3.8\tPrivate equity funds – C-P-*-*-*-*- 5.3.9\tOthers (miscellaneous) – C-M-X-X-X-*- <\/td>\n<\/tr>\n | ||||||
26<\/td>\n | 5.4\tDebt instruments – D-*-*-*-*-*- 5.4.1\tDescription 5.4.2\tBonds – D-B-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
28<\/td>\n | 5.4.3\tConvertible bonds – D-C-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
29<\/td>\n | 5.4.4\tBonds with warrants attached – D-W-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
30<\/td>\n | 5.4.5\tMedium term notes – D-T-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
31<\/td>\n | 5.4.6\tMoney market instruments – D-Y-*-*-X-*- <\/td>\n<\/tr>\n | ||||||
32<\/td>\n | 5.4.7\tStructured instruments (capital protection) – D-S-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
33<\/td>\n | 5.4.8\tStructured instruments (without capital protection) – D-E-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
35<\/td>\n | 5.4.9\tMortgage-backed securities – D-G-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
36<\/td>\n | 5.4.10\tAsset-backed securities – D-A-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
37<\/td>\n | 5.4.11\tMunicipal bonds – D-N-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
38<\/td>\n | 5.4.12\tDepositary receipts on debt instruments – D-D-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
39<\/td>\n | 5.4.13\tOthers (miscellaneous) – D-M-*-X-X-*- <\/td>\n<\/tr>\n | ||||||
40<\/td>\n | 5.5\tEntitlements (rights) – R-*-*-*-*-*- 5.5.1\tDescription 5.5.2\tAllotment (bonus) rights – R-A-X-X-X-*- 5.5.3\tSubscription rights – R-S-*-X-X-*- <\/td>\n<\/tr>\n | ||||||
41<\/td>\n | 5.5.4\tPurchase rights – R-P-*-X-X-*- 5.5.5\tWarrants – R-W-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
42<\/td>\n | 5.5.6\tMini-future certificates\/constant leverage certificates – R-F-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
43<\/td>\n | 5.5.7\tDepositary receipts on entitlements – R-D-*-X-X-*- <\/td>\n<\/tr>\n | ||||||
44<\/td>\n | 5.5.8\tOthers (miscellaneous) – R-M-X-X-X-X- 5.6\tListed options – O-*-*-*-*-*- 5.6.1\tDescription 5.6.2\tCall options – O-C-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
45<\/td>\n | 5.6.3\tPut options – O-P-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
46<\/td>\n | 5.6.4\tOthers (miscellaneous) – O-M-X-X-X-X- 5.7\tFutures – F-*-*-*-*-X- 5.7.1\tDescription 5.7.2\tFinancial futures – F-F-*-*-*-X- <\/td>\n<\/tr>\n | ||||||
47<\/td>\n | 5.7.3\tCommodities futures – F-C-*-*-*-X- 5.8\tSwaps – S-*-*-*-*-*- 5.8.1\tDescription <\/td>\n<\/tr>\n | ||||||
48<\/td>\n | 5.8.2\tRates – S-R-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
49<\/td>\n | 5.8.3\tCommodities – S-T-*-*-X-*- <\/td>\n<\/tr>\n | ||||||
50<\/td>\n | 5.8.4\tEquity – S-E-*-*-X-*- <\/td>\n<\/tr>\n | ||||||
51<\/td>\n | 5.8.5\tCredit – S-C-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
52<\/td>\n | 5.8.6\tForeign exchange – S-F-*-X-X-*- 5.8.7\tOthers (miscellaneous) – S-M-*-X-X-*- <\/td>\n<\/tr>\n | ||||||
53<\/td>\n | 5.9\tNon-listed and complex listed options – H-*-*-*-*-*- 5.9.1\tDescription 5.9.2\tRates – H-R-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
55<\/td>\n | 5.9.3\tCommodities – H-T-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
56<\/td>\n | 5.9.4\tEquity – H-E-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
57<\/td>\n | 5.9.5\tCredit – H-C-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
58<\/td>\n | 5.9.6\tForeign exchange – H-F-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
59<\/td>\n | 5.9.7\tOthers (miscellaneous) – H-M-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
60<\/td>\n | 5.10\tSpot – I-*-*-X-X-*- 5.10.1\tDescription 5.10.2\tForeign exchange – I-F-X-X-X-P- <\/td>\n<\/tr>\n | ||||||
61<\/td>\n | 5.10.3\tCommodities – I-T-*-X-X-X- 5.11\tForwards – J-*-*-X-*-*- 5.11.1\tDescription 5.11.2\tEquity – J-E-*-X-*-*- <\/td>\n<\/tr>\n | ||||||
62<\/td>\n | 5.11.3\tForeign exchange – J-F-*-X-*-*- 5.11.4\tCredit – J-C-*-X-*-*- <\/td>\n<\/tr>\n | ||||||
63<\/td>\n | 5.11.5\tRates – J-R-*-X-*-*- 5.11.6\tCommodities – J-T-*-X-*-*- <\/td>\n<\/tr>\n | ||||||
64<\/td>\n | 5.12\tStrategies – K-*-X-X-X-X- 5.12.1\tDescription 5.12.2\tRates – K-R-X-X-X-X- 5.12.3\tCommodities – K-T-X-X-X-X- 5.12.4\tEquity – K-E-X-X-X-X- <\/td>\n<\/tr>\n | ||||||
65<\/td>\n | 5.12.5\tCredit – K-C-X-X-X-X- 5.12.6\tForeign exchange – K-F-X-X-X-X- 5.12.7\tMixed assets – K-Y-X-X-X-X- 5.12.8\tOthers (miscellaneous) – K-M-X-X-X-X- <\/td>\n<\/tr>\n | ||||||
66<\/td>\n | 5.13\tFinancing – L-*-*-*-X-*- 5.13.1\tDescription 5.13.2\tLoan-lease – L-L-*-X-X-*- 5.13.3\tRepurchase agreements – L-R-*-*-X-*- <\/td>\n<\/tr>\n | ||||||
67<\/td>\n | 5.13.4\tSecurities lending – L-S-*-*-X-*- <\/td>\n<\/tr>\n | ||||||
68<\/td>\n | 5.14\tReferential instruments – T-*-*-*-*-X- 5.14.1\tDescription 5.14.2\tCurrencies – T-C-*-X-X-X- <\/td>\n<\/tr>\n | ||||||
69<\/td>\n | 5.14.3\tCommodities – T-T-*-X-X-X- 5.14.4\tInterest rates – T-R-*-*-X-X- <\/td>\n<\/tr>\n | ||||||
70<\/td>\n | 5.14.5\tIndices – T-I-*-*-*-X- <\/td>\n<\/tr>\n | ||||||
71<\/td>\n | 5.14.6\tBaskets – T-B-*-X-X-X- 5.14.7\tStock dividends – T-D-*-X-X-X- 5.14.8\tOthers (miscellaneous) – T-M-X-X-X-X- 5.15\tOthers (miscellaneous) – M-*-*-*-X-*- 5.15.1\tDescription <\/td>\n<\/tr>\n | ||||||
72<\/td>\n | 5.15.2\tCombined instruments – M-C-*-*-X-*- 5.15.3\tOther assets – M-M-*-X-X-X- <\/td>\n<\/tr>\n | ||||||
74<\/td>\n | Annex\u00a0A (informative) Classification examples <\/td>\n<\/tr>\n<\/table>\n","protected":false},"excerpt":{"rendered":" Securities and related financial instruments. Classification of financial instruments (CFI code)<\/b><\/p>\n |