This report consolidates information relating to successful, secure and usable implementation of biometric enrolment processes, while indicating areas of uncertainty that organisations proposing to use biometric technologies will need to address during procurement, design, deployment and operation. Much of the information is generic to many types of application e.g. from national scale commercial and government applications, through to closed user group systems for in-house operations, and to consumer applications where convenience rather than security is the primary driver for adoption of biometric technologies.<\/p>\n
The report points out the differences in operation relating to specific types of application, e.g. where self-enrolment is more appropriate than attended operation. This report will focus in the main on fixed location enrolments at a number of sites in an organization, where there is an attendant who supports the biometric applicant in effecting a successful enrolment, and where enrolment is a mandatory requirement. In summary, this report consolidates information relating to better practice implementation of biometric enrolment capability in various business contexts including considerations of legislation, policy, process, function (system) and technology.<\/p>\n
The report provides guidance as to the collection and storage of biometric enrolment data and the impact on dependent processes of verification and identification. This report will not aim to include material specific to forensic and law enforcement applications.<\/p>\n
The recommendations contained in the report are not mandatory.<\/p>\n
| PDF Pages<\/th>\n | PDF Title<\/th>\n<\/tr>\n | ||||||
|---|---|---|---|---|---|---|---|
| 7<\/td>\n | Foreword <\/td>\n<\/tr>\n | ||||||
| 8<\/td>\n | Introduction <\/td>\n<\/tr>\n | ||||||
| 9<\/td>\n | 1\tScope 2\tTerms and definitions <\/td>\n<\/tr>\n | ||||||
| 10<\/td>\n | 3\tAbbreviated terms <\/td>\n<\/tr>\n | ||||||
| 11<\/td>\n | 4\tRole of Enrolment in a Biometric System <\/td>\n<\/tr>\n | ||||||
| 13<\/td>\n | 5\tStakeholders and approaches for enrolment 5.1\tEnrolment Stakeholders <\/td>\n<\/tr>\n | ||||||
| 16<\/td>\n | 5.2\tEnrolment Approaches <\/td>\n<\/tr>\n | ||||||
| 17<\/td>\n | 6\tKey Stakeholder perspectives 6.1\tSummary of key observations <\/td>\n<\/tr>\n | ||||||
| 18<\/td>\n | 6.2\tMeeting the requirements of Stakeholders 6.2.1\tSupporting the interests of the Subject <\/td>\n<\/tr>\n | ||||||
| 19<\/td>\n | 6.2.2\tInformation provided to the Applicant 6.2.3\tLegal implications of the enrolment service <\/td>\n<\/tr>\n | ||||||
| 20<\/td>\n | 6.2.4\tIssues related to inclusivity 6.2.5\tUsability 6.2.6\tUsability aspects \u2014 Effectiveness 6.2.7\tUsability aspects \u2014 Efficiency 6.2.8\tUsability aspects \u2014 Satisfaction with the enrolment process <\/td>\n<\/tr>\n | ||||||
| 21<\/td>\n | 6.2.9\tSupporting the interests of the Enrolment Authority 6.2.10\tEstablishing the legal framework for enrolment <\/td>\n<\/tr>\n | ||||||
| 22<\/td>\n | 6.2.11\tIndependent review of the operation of the Service 6.2.12\tMetrics of a successful biometric enrolment <\/td>\n<\/tr>\n | ||||||
| 23<\/td>\n | 6.2.13\tFailure to Enrol and related failure rates <\/td>\n<\/tr>\n | ||||||
| 24<\/td>\n | 6.2.14\tAnalysis of enrolment failures <\/td>\n<\/tr>\n | ||||||
| 26<\/td>\n | 6.2.15\tAnalysis of poor quality enrolments <\/td>\n<\/tr>\n | ||||||
| 27<\/td>\n | 6.2.16\tStrategy for corrective actions 6.2.17\tUse of data for research 6.2.18\tEnd-of-contract or contract reassignment actions 6.2.19\tSupporting the interests of the Operator of the enrolment service <\/td>\n<\/tr>\n | ||||||
| 28<\/td>\n | 6.2.20\tDevelopment and maintenance of training programmes for personnel <\/td>\n<\/tr>\n | ||||||
| 29<\/td>\n | 6.2.21\tSystem performance monitoring and correction actions 6.2.22\tService Improvement Actions <\/td>\n<\/tr>\n | ||||||
| 30<\/td>\n | 6.2.24\tParticipation in end-of-service or contract reassignment activities 6.2.25\tSupporting the interests of Relying Parties <\/td>\n<\/tr>\n | ||||||
| 31<\/td>\n | 6.2.26\tSystem Design and Developer\u2019s perspective 6.2.27\tPre-enrolment and scheduling processes <\/td>\n<\/tr>\n | ||||||
| 32<\/td>\n | 6.2.28\tConfirmation of the biographic identity of the Applicant 6.2.29\tRequirements of the verification system(s) which will depend on this enrolment 6.2.30\tSelection of enrolment system 6.2.31\tPhysical design of the enrolment environment 6.2.32\tInterfacing with the Applicant <\/td>\n<\/tr>\n | ||||||
| 33<\/td>\n | 6.2.33\tAppropriate training of the Enrolment Officer and Attendants 6.2.34\tSupport Staff Training 6.2.35\tSecurity <\/td>\n<\/tr>\n | ||||||
| 34<\/td>\n | 6.2.36\tNumber of attempts at collection of a biometric feature or maximum duration of collection time before timeout 6.2.37\tException handling: enrolment and\/or registration procedure for secure and effective fallback <\/td>\n<\/tr>\n | ||||||
| 35<\/td>\n | 6.2.38\tPost enrolment verification session 6.2.39\tSystem maintenance procedures 6.2.40\tToken production and secure delivery 6.2.41\tSystem performance monitoring <\/td>\n<\/tr>\n | ||||||
| 36<\/td>\n | 6.2.42\tEffective system level performance through testing and piloting 6.3\tRegulator\u2019s perspective 6.3.1\tRegulation 6.3.2\tCompleteness of the governance processes 6.3.3\tIntegrity of the logging and audit processes <\/td>\n<\/tr>\n | ||||||
| 37<\/td>\n | 6.4\tAuditor\u2019s perspective 7\tProcess for the development of biometric enrolment capability 7.1\tGeneral 7.2\tArchitectural considerations in enrolment station design <\/td>\n<\/tr>\n | ||||||
| 38<\/td>\n | 7.3\tSystem definition 8\tGuidance relating to specific modalities 8.1\tGeneral <\/td>\n<\/tr>\n | ||||||
| 39<\/td>\n | 8.2\tFacial Biometrics <\/td>\n<\/tr>\n | ||||||
| 40<\/td>\n | 8.3\tFingerprint biometric systems 8.3.1\tGeneral <\/td>\n<\/tr>\n | ||||||
| 41<\/td>\n | 8.3.2\tFingerprint image optimization 8.3.3\tSingle finger systems <\/td>\n<\/tr>\n | ||||||
| 42<\/td>\n | 8.3.4\tTenprint systems <\/td>\n<\/tr>\n | ||||||
| 44<\/td>\n | 8.4\tVascular (Vein) authentication systems 8.4.1\tGeneral 8.4.2\tPalm vein technology <\/td>\n<\/tr>\n | ||||||
| 45<\/td>\n | 8.4.3\tFinger Vein technology 9\tGuidance relating to enrolment for mobile biometric applications 9.1\tBest practice guidelines <\/td>\n<\/tr>\n | ||||||
| 46<\/td>\n | 9.2\tFingerprint systems <\/td>\n<\/tr>\n | ||||||
| 47<\/td>\n | 9.3\tFacial image Systems <\/td>\n<\/tr>\n | ||||||
| 48<\/td>\n | 9.4\tIris systems <\/td>\n<\/tr>\n | ||||||
| 50<\/td>\n | Annex\u00a0A (informative) Checklist of Activities related to biometric enrolment <\/td>\n<\/tr>\n | ||||||
| 54<\/td>\n | Bibliography <\/td>\n<\/tr>\n<\/table>\n","protected":false},"excerpt":{"rendered":" Guidance for biometric enrolment<\/b><\/p>\n |